#41 Operational “Caveat Cancer” in Afghanistan: The Development of the Caveat Crisis in the NATO-led ISAF Mission, OPLAN Phases I-II

The following two blogs #41 and #42 will now together further elaborate on the ISAF’s Caveat Crisis in Afghanistan, by providing a description of the way in which the mission’s caveat problem developed over the course of the Security Assistance mission, increasing in both scope and severity as the operation progressed through the four fundamental phases of NATO’s Operational Plan (OPLAN) for the mission. Indeed, limitation and ban rules in the Rules of Engagement (ROE) of ISAF national contingents were actively and obstructively present during all five of the OPLAN’s phases, from the very genesis of the ISAF operation in December 2001 until its complete termination in December 2014. These included the phases of: I) Assessment and Preparation; II) Geographic Expansion; III) Stabilisation; IV) Transition; and lastly V) Redeployment. These blogs will provide a concise overview of the diverse difficulties posed by these national caveat restrictions on the ISAF Force during each of these operational phases, in order to illustrate how the issue of heavy caveat imposition spread like a cancer, first politically in the Coalition of the Willing, and then operationally and tangibly across the mission in terms of both geography and time, with the caveat issue growing larger and generating more and more alarm in military and political quarters with the progression of each successive NATO-led phase until the final termination of the mission.

WAR ON TERROR: ISAF APPENDIX 10(a) – Table Displaying Caveat-Free or Caveat-Fettered Forces of the 8 NATO/ISAF Lead Nations during 6 Crucial COIN Years, 2007-2012

WAR ON TERROR: ISAF APPENDIX 10(a)   PDF: Table Displaying Caveat-Free or Caveat-Fettered Forces of the 8 NATO/ISAF Lead Nations during 6 Crucial COIN Years, 2007-2012   Dr Regeena Kingsley PDF – ISAF APPENDIX 10(a) Table Displaying Caveat-Free or Caveat-Fettered Forces of the 8 ISAF Lead Nations during 6 Crucial COIN Years from 2007-2012 (4 pages)

WAR ON TERROR: ISAF APPENDIX 8(b) – List of Known National Caveats Imposed on ISAF Major Force Units by TCNs in Afghanistan, 2001-2012

This list of ISAF Major Force Units constrained with national caveats by Lead and Supporting ISAF coalition TCNs was created based on the caveat information I gathered and compiled during the course of my doctoral research on the ISAF security assistance mission between 2008-2014, especially the data relating to the specific and various constraints imposed by caveat-imposing Troop Contributing Nations (TCNs) within the ISAF coalition on their deployed national armed forces, over the period of more than a decade of warfare in Afghanistan between December 2001 – December 2012.

WAR ON TERROR: ISAF APPENDIX 5 – Table Displaying the Caveat-Free & Caveat-Imposing NATO & Partner Nation TCNs within the ISAF Coalition, December 2003-2012

This table displays the oscillating and variating numbers and nations of caveat-free and caveat-imposing NATO & Partner Troop Contributing Nations (TCNs) within the NATO-led ISAF mission in Afghanistan, over the passing years between December 2003 – December 2012. The table was created based on the national caveat information I gathered and compiled during the course of my doctoral caveat research on the ISAF Security Assistance mission in Afghanistan from 2008-2014, especially the data relating to the specific and various constraints imposed by caveat-imposing TCNs within the ISAF coalition on their deployed national armed forces, over the period of more than a decade of warfare in Afghanistan between December 2001 – December 2012.

WAR ON TERROR: ISAF APPENDIX 4 – Table of National Caveat Imposition among ISAF TCNs in Totality, 2003-2012

This table displays the dismal “full picture” in totality of national caveat imposition within the NATO-led ISAF coalition force by NATO and Partner ISAF Troop Contributing Nations (TCNs) on their deployed national contingent forces, between August 2003 – December 2012. The table was created based on the national caveat information I gathered and compiled during the course of my doctoral caveat research on the ISAF Security Assistance mission in Afghanistan from 2008-2014, especially the data relating to the specific and various constraints imposed by caveat-imposing TCNs within the ISAF coalition on their deployed national armed forces, over the period of more than a decade of warfare in Afghanistan between December 2001 – December 2012.

#19 Hindering Escape during an Emergency: National Caveats within the UNAVEM II Operation in Angola & the Need for Appropriate Mandates & ‘Iron Resolve’

#19 Hindering Escape during an Emergency: National Caveats within the UNAVEM II Operation in Angola & the Need for Appropriate Mandates & ‘Iron Resolve’   – Dr Regeena Kingsley   In the last blog I demonstrated how national caveats have led to several extremely negative and serious calamities within multinational security operations, by conducting three case-studies of United Nations (UN) operations executed in the early 1990s (see blog “#18 Caveats Endanger & Caveats Kill: National Caveats in UN Operations in Angola, Rwanda & Bosnia-Herzegovina”). In this analysis it was shown, firstly, that national caveats complicated evacuation and endangered the lives

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#18 Caveats Endanger & Caveats Kill: National Caveats in UN Operations in Angola, Rwanda & Bosnia-Herzegovina

#18 Caveats Endanger & Caveats Kill: National Caveats in UN Operations in Angola, Rwanda & Bosnia-Herzegovina   – Dr Regeena Kingsley   The last blog discussed the key choice facing all Multinational Operations (MNOs) operators of having either standardised or disparate Rules of Engagement (ROE) between national contingents operating within the mission (see blog “#17 The Complexity of Diverse National ROE within Multinational Security Operations”).  It outlined, firstly, the various difficulties posed to attempts by security organisations to standardise ROE among the States contributing armed forces to an MNO, and secondly, the impact of diverse sets of national ROE on

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#3 National Caveats: Potential to Constrain the Full Spectrum of Military Personnel & Operations

#3 National Caveats: Potential to Constrain the Full Spectrum of Military Personnel & Operations   – Dr Regeena Kingsley   Constraining Military & Civilian Personnel National caveats may be imposed on national deployments of military armed forces across all the Services – Army, Air Force and Navy as well as Special Operations Forces (SOFs) and Intelligence – and can consequently apply to ground, air, sea, SOF and Intelligence personnel and operations, regardless of their diverse geographic and operational environments.  

#2 What are “National Caveats”?

#2 What are “National Caveats”?   – Dr Regeena Kingsley   A Definition National caveats can be defined as national restrictions or constraints imposed by political decision-makers on national armed forces to constrict the actions of armed forces deployed to multinational security operations.  In other words, they are binding instructions enjoined on military forces by civilian government officials which clearly limit or restrict what the military can do on behalf of the nation during a conflict.