#41 Operational “Caveat Cancer” in Afghanistan: The Development of the Caveat Crisis in the NATO-led ISAF Mission, OPLAN Phases I-II

The following two blogs #41 and #42 will now together further elaborate on the ISAF’s Caveat Crisis in Afghanistan, by providing a description of the way in which the mission’s caveat problem developed over the course of the Security Assistance mission, increasing in both scope and severity as the operation progressed through the four fundamental phases of NATO’s Operational Plan (OPLAN) for the mission. Indeed, limitation and ban rules in the Rules of Engagement (ROE) of ISAF national contingents were actively and obstructively present during all five of the OPLAN’s phases, from the very genesis of the ISAF operation in December 2001 until its complete termination in December 2014. These included the phases of: I) Assessment and Preparation; II) Geographic Expansion; III) Stabilisation; IV) Transition; and lastly V) Redeployment. These blogs will provide a concise overview of the diverse difficulties posed by these national caveat restrictions on the ISAF Force during each of these operational phases, in order to illustrate how the issue of heavy caveat imposition spread like a cancer, first politically in the Coalition of the Willing, and then operationally and tangibly across the mission in terms of both geography and time, with the caveat issue growing larger and generating more and more alarm in military and political quarters with the progression of each successive NATO-led phase until the final termination of the mission.

WAR ON TERROR: ISAF APPENDIX 10(a) – Table Displaying Caveat-Free or Caveat-Fettered Forces of the 8 NATO/ISAF Lead Nations during 6 Crucial COIN Years, 2007-2012

This alarming table, displaying the overall total numbers of caveat-fettered and caveat-free forces contributed by NATO’s 8 Lead Nations in the ISAF security and stability mission, during the Afghan mission’s critical years after the 2006 Taliban Resurgence between January 2007-December 2012, was created based on the caveat information I gathered and compiled during the course of my doctoral research.

This PhD research in the academic domain of Defence & Strategic Studies, and undertaken over a period of 7 years from 2008-2014, was the first, in-depth, academic examination of the issue of ‘national caveats’ and their effects within multinational security operations. The research focused on the multinational NATO-led ISAF campaign in Afghanistan, and examined and analysed the extent and tangible impact of ISAF national caveats on ‘unity of effort’ and ‘operational effectiveness’ within the ISAF COIN mission, over the period of ten years from 2002-2012.

WAR ON TERROR: ISAF APPENDIX 8(b) – List of Known National Caveats Imposed on ISAF Major Force Units by TCNs in Afghanistan, 2001-2012

This list, of known national caveats constraining 11 Major Force Units to the ISAF Security Assistance mission by Lead and Supporting ISAF coalition TCNs (NATO and Partner nations), was created based on the caveat information I gathered and compiled during the course of my doctoral research.

This PhD research in the academic domain of Defence & Strategic Studies, and undertaken over a period of 7 years from 2008-2014, was the first, in-depth, academic examination of the issue of ‘national caveats’ and their effects within multinational security operations. The research focused on the multinational NATO-led ISAF campaign in Afghanistan, and examined and analysed the extent and tangible impact of ISAF national caveats on ‘unity of effort’ and ‘operational effectiveness’ within the ISAF COIN mission, over the period of ten years from 2002-2012.

WAR ON TERROR: ISAF APPENDIX 8(a) – Table Displaying Known ISAF Major Force Units Constrained by TCNs with National Caveats, 2001-2012

This table, displaying the ISAF Major Force Units – contributed by Lead and Supporting ISAF coalition TCNs – that were known to have been constrained by national caveats during their operations in the Afghan theatre of war, was created based on the caveat information I gathered and compiled during the course of my doctoral research.

This PhD research in the academic domain of Defence & Strategic Studies, and undertaken over a period of 7 years from 2008-2014, was the first, in-depth, academic examination of the issue of ‘national caveats’ and their effects within multinational security operations. The research focused on the multinational NATO-led ISAF campaign in Afghanistan, and examined and analysed the extent and tangible impact of ISAF national caveats on ‘unity of effort’ and ‘operational effectiveness’ within the ISAF COIN mission, over the period of ten years from 2002-2012.

WAR ON TERROR: ISAF APPENDIX 7(b) – List of Known National Caveats by Category Imposed by ISAF TCNs on National Forces, December 2001- December 2012

A list of known national caveats within the ISAF Allied Force, arranged according to the 21 caveat categories found to be in existence and active during the ISAF mission from 2001-2014. Namely: Mission caveats; Theatre of Operations caveats; Geographic caveats; Regional caveats; Area of Operations (AO) caveats; Force Numbers-in-Theatre caveats; Command caveats; Weaponry & Lethal Force caveats; General Operations caveats; Ground Combat Operations caveats; Ground Security Operations caveats; Air Combat Operations caveats; Other Air Operations caveats; Time caveats; Weather caveats; Counter-Terrorism caveats; Counter-Narcotics caveats; ISAF Cooperation caveats; ANSF Cooperation caveats; PRT Security Operations caveats; and PRT Stability Operations caveats. The list was created based on the caveat information I gathered and compiled during the course of my doctoral research.

This PhD research in the academic domain of Defence & Strategic Studies, and undertaken over a period of 7 years from 2008-2014, was the first, in-depth, academic examination of the issue of ‘national caveats’ and their effects within multinational security operations. The research focused on the multinational NATO-led ISAF campaign in Afghanistan, and examined and analysed the extent and tangible impact of ISAF national caveats on ‘unity of effort’ and ‘operational effectiveness’ within the ISAF COIN mission, over the period of ten years from 2002-2012.

#38 ISAF National Caveats in Afghanistan: Summary of Research Findings & Future Implications

“Be sure your sins will find you out.” These are the full findings and conclusions of my doctoral research that assessed the effort by the world’s Free Democracies to protect and build the new Democratic State of Afghanistan, and simultaneously counter and neutralise Islamist Terror Forces, in the ground-zero GWOT battleground of Afghanistan. The PhD research in the domain of Defence & Strategic Studies was the first, in-depth, academic examination of the classified and sensitive issue of politico-military ‘national caveats’ (ROE constraints or government ‘reins’ on military forces) and their effects on allied multinational security operations. It focused on: (1) the extent of the “caveat problem” in the NATO-led ISAF mission in Afghanistan; and (2) the tangible impact of these ISAF national caveats on the ISAF’s prosecution of security operations and the overall operational effectiveness of the entire counter-insurgency mission to secure and stabilise Afghanistan.

As this blog will show, this ground-breaking research, drawing from multiple primary and secondary sources including the once-classified U.S. diplomatic cables released by Wikileaks, has exposed the critical politico-military problem of ‘national caveats’ in modern multinational warfare. In short, national caveats have undermined, eroded, countered, crippled, sabotaged and needlessly elongated the international effort made by many of the world’s leading Free Democracies to effectively and successfully wage war against Islamic Extremists in Afghanistan, in defence of their own national security as well as in protection and support of their own fundamental, cherished, and collective beliefs and values. In this way, these government national constraints – that have been deliberately and repeatedly imposed on national military forces by NATO and Partner nations contributing forces to the ISAF mission from 2001-2014 – have actually acted as guarantors of ‘disunity of effort’ and ‘operational ineffectiveness’. These caveat ‘flies’ in the ISAF ointment have led to widespread and repeated failures at the PRT, Regional Command sector, Operational, and Strategic level – delaying, eroding and even halting progress across every pillar of the COIN strategy, and frustrating both the key objectives and the overall aim of the entire mission.

An unending ‘Cycle of Caveat Ineffectiveness’ has existed for the duration of the mission. Lack of political will and resolute commitment at the highest political levels in European and global Capitals – as plainly evidenced by the pervasive, continuous and widespread imposition of risk-averse and self-protecting national caveats on military forces – leads to disunity of purpose and effort, handicapped or anaemic security and combat forces and operations, security disasters, unwilling rescuers or reinforcement among allies, increased military and civilian casualties, slowed progress, loss of native support, loss of time, and unwise desperate measures – which all work together to decrease political will and commitment in international Capitals even further. In other words, national caveat constraints are both a symptom of disunity among allies and a recipe for failure in every multinational or allied security campaign in which they are present.

The research findings also hold grave implications for: Multinational Operations (MNOs) generally; the Democratic State of Afghanistan and the Global War on Terror (GWOT); the NATO Collective-Security Organisation in North America and Europe; and for the large and critical ‘Caveat Gap’ that exists in academic research and scholarship in the domains of both Defence & Strategic Studies and Political Science & International Relations on the serious and extremely negative role, impact, and effects of national caveat ‘ROE red-tape’ within important security operations conducted in the interest of securing national, regional and/or global security.

However, overall, two conclusions are very clear – as the long NATO-led mission in Afghanistan has plainly shown, in the most painful way, and in the midst of the most critical of wars waged to protect and safeguard national, regional and global security worldwide. NATO today is in fact an obese, heavy, unwilling, and clumsy, fraud of a fighting machine for the wars of the 21st century. And most of the Free Democracies of the world have lost their faith, will, heart and stomach to fight and die for the causes they say they most believe in, stand for, and prize.

WAR ON TERROR: ISAF APPENDIX 6 – List of 215 Known National Caveats Imposed by ISAF TCNs in Afghanistan, 2001-2012

A list of 215 national caveats, ranging across 21 categories of politico-military caveat constraints amongst allied forces, known to have been imposed by the governments of NATO and Non-NATO Nation-States contributing military forces to operate as part of the International Security Assistance Force (ISAF) mission in Afghanistan, over a period of more than a decade of war between the years 2001-2012. The list was created based on the caveat information I gathered and compiled during the course of my doctoral research.

This PhD research in the academic domain of Defence & Strategic Studies, and undertaken over a period of 7 years from 2008-2014, was the first, in-depth, academic examination of the issue of ‘national caveats’ and their effects within multinational security operations. The research focused on the multinational NATO-led ISAF campaign in Afghanistan, and examined and analysed the extent and tangible impact of ISAF national caveats on ‘unity of effort’ and ‘operational effectiveness’ within the ISAF COIN mission, over the period of ten years from 2002-2012.

WAR ON TERROR: ISAF APPENDIX 5 – Table Displaying the Caveat-Free & Caveat-Imposing NATO & Partner Nation TCNs within the ISAF Coalition, December 2003-2012

This table displays the oscillating and variating numbers and nations of caveat-free and caveat-imposing NATO & Partner Troop Contributing Nations (TCNs) within the NATO-led ISAF mission in Afghanistan, over the passing years between December 2003 – December 2012. The table was created based on the national caveat information I gathered and compiled during the course of my doctoral caveat research on the ISAF Security Assistance mission in Afghanistan from 2008-2014, especially the data relating to the specific and various constraints imposed by caveat-imposing TCNs within the ISAF coalition on their deployed national armed forces, over the period of more than a decade of warfare in Afghanistan between December 2001 – December 2012.

WAR ON TERROR: ISAF APPENDIX 4 – Table of National Caveat Imposition among ISAF TCNs in Totality, 2003-2012

This table displays the dismal “full picture” in totality of national caveat imposition within the NATO-led ISAF coalition force by NATO and Partner ISAF Troop Contributing Nations (TCNs) on their deployed national contingent forces, between August 2003 – December 2012. The table was created based on the national caveat information I gathered and compiled during the course of my doctoral caveat research on the ISAF Security Assistance mission in Afghanistan from 2008-2014, especially the data relating to the specific and various constraints imposed by caveat-imposing TCNs within the ISAF coalition on their deployed national armed forces, over the period of more than a decade of warfare in Afghanistan between December 2001 – December 2012.

#33 The Problem of “National Caveats” in NATO Operations around the World, 1996-2016

This blog will examine more closely NATO’s history of national caveat imposition in NATO military operations. It will begin by providing 5 reasons for caveat imposition within NATO missions. It will subsequently outline the recurring habit of NATO nations to contribute caveat-constrained military forces to NATO missions around the world over two decades, in Bosnia, Kosovo, Somalia, Libya and most notoriously in Afghanistan. It will next describe the crux of NATO’s “caveat problem”, and then describe the three, largest, negative, caveat effects that have continuously resulted from NATO caveat imposition, namely (1) divided and inflexible NATO forces; (2) a disunified Multinational Force incapable of performing fundamental tasks; and (3) inequality and uneven burden-sharing within each NATO Multinational Force. Lastly, I will offer some final thoughts on this important issue of national caveats within NATO missions, with reference to the purpose and future of the NATO Alliance in global security affairs.